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Retirement Plans and Business Solutions

401(k) Solution


Our Good Life Solution

As fiduciaries to our portfolio management clients, time and again we see the need for a 401(k) plan that successfully prepares participants for retirement. In response, we have created the Good Life 401(k) solution which combines our unmatched personal service with professional money management and low-cost investment strategies.

Investment Strategy

The Good Life 401(k) is designed as a retirement plan solution for small- to mid-size companies. The plan utilizes Exchange Traded Funds (“ETFs”) to create diversified investment strategies with straightforward fees.

Administration & Recordkeeping

Good Life works with third-party administrators to walk you through a custom designed retirement plan to specifically address your company’s needs and goals for plan creation. Once implemented, the third-party administrator (TPA) works directly with your payroll/compliance department to ensure all ERISA and Department of Labor requirements are met.

Sponsor/Participant Tools & Support

  • Experienced implementation specialists
    Assists you with the setup of adoption agreement and summary plan description, rollout, and administration
  • Signature-ready Form 5500 for IRS reporting
    Easy reporting of annual 5500s
  • Easy payroll module
    Makes paycheck management simple
  • Online participant management
    Access to online adding and removing of participants to the plan
  • Online reporting and transaction details
    See where your plan is at any time
  • Traditional and Roth 401(k) options
    Maximize your savings with different account types

Fiduciary Service

Serving as either an ERISA 3(38) or 3(21) investment manager to your plan, we provide expertise in the area of investments, reducing the personal liability of the employer for selection and monitoring of the individual investments in the plan. As the highest level of ERISA fiduciary, we have the duty to act prudently on behalf of the plan participants and their beneficiaries.

Although investment costs are not the only determinate of performance, Good Life believes they play an integral part in our fiduciary responsibilities. We develop our investment options using all ETFs to provide your plan with the most reasonable pricing.

Employee Education

As registered investment adviser representatives, we will work with your employees on an individual basis. We educate and advise on the importance of participating in your retirement plan while helping your employee choose the appropriate investment options. Good Life is on-site at your company twice yearly and serves as a year-around resource to increase plan participation rates and employee financial awareness.


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